Compliance & Risk Resources is a niche business with extensive experience in designing, developing and implementing compliance, risk and governance frameworks and processes in both large and small organisations. We provide compliance services in respect of a wide range of regulatory requirements, including public finance management, money laundering control, financial advisory and intermediary services, national credit legislation, as well as other regulatory requirements.
We focus on the provision of services that support sustainable outcomes for public and private sectors.
Research that focuses on social well-being
We undertake research that supports the development of regulatory frameworks that are designed to achieve policy objectives, notably in respect of financial integrity and inclusion. We are enthusiastic about the prospect of reducing the learning curves of sector stakeholders in working towards the achievement of regulatory outcomes that positively articulate into country and institution development opportunities.
Communication across borders
We have had the opportunity, over an extended period of time,to engage with regulatory, supervisory and private sector stakeholders in numerous Sub-Sahara Africa countries and further afield. We specifically focus on facilitation at regional seminars, undertake research and play a role in the development of governance, risk and compliance frameworks and processes and contribute towards regional and global initiatives that support inclusive financial integrity.
Support for the objectives of the law
We take opportunities to support public and private sector institutions in establishing approaches that will assist them to achieve regulatory objectives. Our focus is centred on the achievement of outcomes over and above mechanical or tick-box compliance. This is particularly relevant where principles driven regulatory frameworks are imposed and where risk-based approaches are required.
Sustainable Business
We have a deep and broad understanding of high impact regulatory requirements. We provide services that are designed to support sustainable business outcomes notably in respect of the following: Compliance framework and process development; Benchmarking and advice; Risk and compliance planning; Risk management; Monitoring and assurance; Compliance risk management tools; Training; Specific risk, compliance and governance support; Compliance maturity assessment; and Compliance research and regulatory analysis.
People Development
We welcome the opportunity to assist in developing the knowledge and skills of governance, risk and compliance stakeholders. We provide internship support to graduates that want exposure to regulatory compliance and deliver compliance courses for industry stakeholders and at universities. The transfer of skills in respect of consulting assignments is a core focus.
There is no substitute for good governance at every level of public and private sector endeavours.
With effective governance the well-being of the broad-based population of a country is improved
Owner and Director, Compliance & Risk Resources
