• Communication and facilitation skills to
    support the achievement of objectives

  • Extensive experience in
    the understanding of
    compliance frameworks
    and processes

  • Successful design, development & implementation
    of compliance structures

  • Simple but effective project
    management approach

  • Extensive compliance review / monitoring
    and reporting expertise & experience

Who We Are

Compliance & Risk Resources is a niche business with extensive experience in designing, developing and implementing compliance, risk and governance frameworks and processes in both large and small organisations. We provide compliance services in respect of a wide range of regulatory requirements, including public finance management, money laundering control, financial advisory and intermediary services, national credit legislation, as well as other regulatory requirements.

What We Do

We offer a range of compliance, risk, governance and project services to organisations. These services include:

Compliance Framework & Process

Development of frameworks and processes that provide support needed to comply with regulatory requirements.

Compliance Risk Management

Risk management approach that provides stakeholders with appropriate focus on the higher risk regulatory requirements.

Compliance Planning & Programmes

Effective planning in the roll out of compliance programmes. These services are designed to support a compliance culture.

Compliance
Training

Design, development and delivery of compliance training to compliance officers, board members, management and staff.

Compliance
Tools

Development, implementation and maintenance of compliance tools and minimum control framework.

Benchmarking & Development

Support for compliance officers and benchmarking against leading practice, and identifying development opportunities.

Monitoring &
Assurance

Support to compliance stakeholders in providing feedback and assurance relating to compliance with regulatory requirements.

Corporate
Governance

Providing leading practice governance development and implementation of governance frameworks.

Insight


With effective governance the well-being of the broad-based
population of a country is improved

John Symington

Owner and Director, Compliance & Risk Resources

Factors That Make Us Competitive


Experience
Depth and breadth of experience with expertise in all aspects of compliance in the public and private sectors.
Knowledge
Extensive knowledge of Generally Accepted Compliance Practice – John Symington has played an ongoing role in compliance developments over the last two decades.
Understanding
Understanding of compliance challenges from an institutional and regulatory perspective with the ability to leverage leading practice compliance to the advantage of private and public sector institutions.
Hands-on Approach
Practical hands-on success in enterprise wide framework and process design, development and institutionalisation with generation of real value for institutions over an extended period of time.